Forms

Not sure which form you need? Not a problem! Just give us a call, tell us about your investment, and we’ll assist you in determining how to proceed. iPlanGroup makes it easy to access the forms you need.

INFORMATION
ACCOUNT APPLICATION KITS
FUNDING


INFORMATION

Info Kit

This kit contains everything you need to know about establishing a new account.

Fee Schedule

Fee Schedule for Traditional, Roth, SEP and SIMPLE Accounts, along with CESA and HSAs

Privacy Policy

View our Privacy Policy Statement

Schedule a Strategy SessionStill not sure which account is right for you? Click here to schedule a Free IRA Strategy Session.


ACCOUNT APPLICATION KITS

COVERDELL EDUCATIONAL SAVINGS ACCOUNT (CESA)
HEALTH SAVINGS ACCOUNT (HSA)
INDIVIDUAL 401(k)
ROTH IRA
SEP IRA
SIMPLE IRA
TRADITIONAL IRA


COVERDELL EDUCATIONAL SAVINGS ACCOUNT (CESA)

Coverdell Education Savings Account Application

This form may be used to establish a Coverdell Educational Savings Account

HEALTH SAVINGS ACCOUNT (HSA)

Health Savings Account Application

This form may be used to establish a Health Savings Account

INDIVIDUAL 401(k)

Individual 401(k) Application

This form may be used to begin establishing an Individual 401(k). Please contact iPlanGroup at 855-604-7526 to obtain additional documents related to establishing an Individual 401(k)

ROTH IRA

Roth Account Application Kit

This kit may be used to establish a Roth IRA, as well as to request a transfer

Roth Custodial Account Agreement

Use this form to view the Roth Individual Retirement Custodial Account Agreement

SEP IRA

SEP Account Application Kit

This kit may be used to establish a SEP IRA, as well as to request a transfer

5305 SEP

Use this form to view the 5305 SEP

SIMPLE IRA

SIMPLE Account Application Kit

This kit may be used to establish SIMPLE IRA, as well as to request a transfer

SIMPLE Custodial Account Agreement

Use this form to view the SIMPLE Individual Retirement Custodial Account Agreement

TRADITIONAL IRA

Traditional Account Application Kit

This kit may be used to establish a Traditional IRA, as well as to request a transfer


FUNDING

Contribution/Rollover Deposit Slip

This deposit slip may be used to deposit a contribution or rollover into your iPlanGroup retirement account

Transfer, Rollover & Conversion Guide

Use this guide to determine if and how your existing retirement account may moved to a self-directed retirement account

Account Transfer Request Form

Use this form to transfer some or all assets from another firm to iPlanGroup

MAINTENANCE
FUNDING AND DISTRIBUTION


MAINTENANCE

Account Maintenance Form

Use to change your contact info or security information for your account

Agent Authorization Form

This form may be used to appoint a designated representative to discuss account/investment-related information

Credit Card Authorization Form

Use to change your credit card info for your account

International Wire Transfer

Use for International Wire Transfers

IRA Beneficiary Designation Form

Use to add or change beneficiary for your IRA

Roth Conversion Form

Use to convert funds from a Traditional IRA to a Roth IRA

Signature Authorization Form

Use this form to direct iPlanGroup to sign documents on behalf of your Self-Directed Retirement Account

Viewing your iPlanGroup Account Online

This simple PDF guide will assist you in navigating through your account through our online access portal


FUNDING AND DISTRIBUTIONS

Brokerage Deposit Slip

Use this form to instruct iPlanGroup to move funds to or from your TD Ameritrade account

Contribution/Rollover Deposit Slip

This deposit slip may be used to deposit a contribution or rollover into your iPlanGroup retirement account

Distribution Request Form

Use this form to request a distribution from a Traditional IRA, Roth IRA, SEP IRA, SIMPLE IRA, Individual (k), CESA or HSA account

IRA Beneficiary Distribution Election Form

Use this form to elect a distribution from an inherited Traditional IRA, Roth IRA, SEP or SIMPLE IRA

Transfer, Rollover & Conversion Guide

Use this guide to determine if and how your existing retirement account may moved to a self-directed retirement account

Account Transfer Request Form

This form may be used to request a transfer of assets or funds from an existing retirement account into a self-directed retirement account with iPlanGroup

Wire and ACH Instructions

Use to send funds by wire or ACH to your iPlanGroup account

INVESTMENT BUY AUTHORIZATION FORMS – BY TYPE
INVESTMENT BUY RELATED FORMS


INVESTMENT BUY AUTHORIZATION FORMS – BY TYPE

ENTITY
GENERAL
PRECIOUS METALS
PROMISSORY NOTE
REAL ESTATE
TAX LIENS
TD AMERITRADE BROKERAGE ACCOUNT


ENTITY

Entity Investment Authorization Kit

Use this form to invest your IRA funds in a privately held company

Entity Investment Issuer Worksheet

This form is to be completed on behalf of the investment issuer when funding a new entity investment

GENERAL

General Investment Authorization Form

Use this form to instruct iPlanGroup to fund a general investment

PRECIOUS METALS

Precious Metals Investment Authorization Form

Use this form to instruct iPlanGroup to fund a precious metals investment

PROMISSORY NOTE

Promissory Note Investment Kit

Use the form when lending funds from your IRA

Promissory Note Servicer Certification Form

This form is to be completed by the authorized representative assigned to service your promissory note investment

REAL ESTATE

Real Estate Investment Authorization Kit

Buy real estate with your IRA

TAX LIENS

Tax Lien Investment Authorization Form

Use this form to instruct iPlanGroup to fund a tax lien investment

Tax Lien Assignment Investment Authorization Form

Use this form if your iPlanGroup account is being assigned existing tax liens in which your account is purchasing via an individual or auction.

TD AMERITRADE BROKERAGE ACCOUNT

Brokerage Deposit Slip

Use this form to receive funds from your TDA account and send funds from your iPlanGroup account

Limited Trading Authorization

This form is used for Limited Trading on purchases and sales of securities

Options Upgrade

Use this form to request the ability to write covered calls and/or purchase options


INVESTMENT BUY RELATED FORMS

Agent Authorization Form

This form may be used to appoint a designated representative to discuss account/investment-related information

International Wire Form

Use for International Wire Transfers

Investment Authorization Supporting Document Reference List

This document will show you a list of supporting documents required based on the type of asset in which you are investing

Signature Authorization Form

Use this form to direct iPlanGroup to sign documents on behalf of your Self-Directed Retirement Account

INVESTMENT MAINTENANCE FORMS

Agent Authorization Form

This form may be used to appoint a designated representative to discuss account/investment-related information

Expense Payment Authorization Form

Use this form to pay for an expense related to an asset held in your account, or to cancel an existing monthly/annual payment

Investment Authorization Supporting Document Reference List

This document will show you a list of supporting documents required based on the type of asset in which you are investing

Investment Payment Deposit Slip

This form is to be sent along with (or prior to the arrival of) a payment deposit related to an investment held within the account (i.e. rental income)

iPlanGroup Wire and ACH Instructions

Use to send funds by wire or ACH to your iPlanGroup account

Uncollectible Note Form – Unsecured Notes

Use to advise iPlanGroup that your Unsecured Promissory note is uncollectible

Fair Market Valuation Form

Use this form to provide iPlanGroup with a current fair market value on any assets held within your account

INVESTMENT SALE AUTHORIZATION FORMS

Entity Sale Authorization Form

Use this form to remove an entity investment from your account due to a full or partial redemption or sale

General Sale Authorization Form

Use this form to remove, in full or part, a general investment.

Promissory Note Satisfaction Form

Use this form when your promissory note is being satisfied in partial or full

Real Estate Sale Authorization Form

Use this form if you are partially or fully selling your real estate

Tax Lien – Tax Deed Redemption or Sale Authorization Form

Use this form to sell/redeem tax liens/deeds